The Commission approved the issuance of a release proposing amendments to Rule 105 of Regulation M (17 CFR 242.105). The proposed amendments would prohibit a person that has effected a short sale during the Rule 105 restricted period from purchasing securities in the offering. Publication is expected in the Federal Register during the week of December 11. (Rel. 34-54888)
PROPOSED AMENDMENTS TO RULE 10a-1 AND REGULATION SHO The Commission approved the issuance of a release proposing amendments to Rule 10a-1 (17 CFR 240.10a-1) and Regulation SHO (17 CFR 242. 200 and 201) under the Securities Exchange Act of 1934. The proposed amendments would remove Rule 10a-1, as well as any short sale price test of any self-regulatory organization (SRO). In addition, the proposed amendments would prohibit any SRO from having a price test. The proposed amendments would also include a technical amendment to Rule 200(g) of Regulation SHO that would remove the "short exempt" marking requirement of that rule. Publication is expected in the Federal Register during the week of December 11. (Rel. 34-54891; File No. S7-21-06)
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PROPOSED AMENDMENTS TO RULE 105 OF REGULATION M
The Commission approved the issuance of a release proposing amendments
to Rule 105 of Regulation M (17 CFR 242.105). The proposed amendments
would prohibit a person that has effected a short sale during the Rule
105 restricted period from purchasing securities in the offering.
Publication is expected in the Federal Register during the week of
December 11. (Rel. 34-54888)
http://www.sec.gov/news/digest/2006/dig120706.txt
http://www.sec.gov/news/digest/2006/dig120806.txt
PROPOSED AMENDMENTS TO RULE 10a-1 AND REGULATION SHO
The Commission approved the issuance of a release proposing amendments to Rule 10a-1 (17 CFR 240.10a-1) and Regulation SHO (17 CFR 242. 200 and 201) under the Securities Exchange Act of 1934. The proposed amendments would remove Rule 10a-1, as well as any short sale price test of any self-regulatory organization (SRO). In addition, the proposed amendments would prohibit any SRO from having a price test. The proposed amendments would also include a technical amendment to Rule 200(g) of Regulation SHO that would remove the "short exempt" marking requirement of that rule. Publication is expected in the Federal Register during the week of December 11. (Rel. 34-54891; File No. S7-21-06)
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